Signed on 4 September 2018, the Plan S is an open access initiative signed by eleven EU members. With the support of the European Commission and the European Research Council (ERC), the eleven national funding organisations form the cOALition S, which will work on a coordinated manner to implement the Plan’s key principle: “After 1 January 2020 scientific publications on the results from research funded by public grants provided by national and European research councils and funding bodies, must be published in compliant Open Access Journals or on compliant Open Access Platforms.”
The 11 signatories
|Austria||Austrian Science Fund||FWF|
|France||French National Research Agency||ANR|
|Ireland||Science Foundation Ireland||SFI|
|Italy||National Institute for Nuclear Physics||INFN|
|Luxembourg||National Research Fund||FNR|
|Netherlands||Netherlands Organisation for Scientific Research||NWO|
|Norway||Research Council of Norway||RCN|
|Poland||National Science Centre Poland||NCN|
|Slovenia||Slovenian Research Agency||ARRS|
|Sweden||Swedish Research Council for Sustainable Development||FORMAS|
|UK||UK Research and Innovation||UKRI|
The 10 principles
- Authors retain copyright of their publication with no restrictions. All publications must be published under an open license, preferably the Creative Commons Attribution Licence CC BY. In all cases, the license applied should fulfil the requirements defined by the Berlin Declaration;
- The Funders will ensure jointly the establishment of robust criteria and requirements for the services that compliant high quality Open Access journals and Open Access platforms must provide;
- In case such high quality Open Access journals or platforms do not yet exist, the Funders will, in a coordinated way, provide incentives to establish and support them when appropriate; support will also be provided for Open Access infrastructures where necessary;
- Where applicable, Open Access publication fees are covered by the Funders or universities, not by individual researchers; it is acknowledged that all scientists should be able to publish their work Open Access even if their institutions have limited means;
- When Open Access publication fees are applied, their funding is standardised and capped (across Europe);
- The Funders will ask universities, research organisations, and libraries to align their policies and strategies, notably to ensure transparency;
- The above principles shall apply to all types of scholarly publications, but it is understood that the timeline to achieve Open Access for monographs and books may be longer than 1 January 2020;
- The importance of open archives and repositories for hosting research outputs is acknowledged because of their long-term archiving function and their potential for editorial innovation;
- The ‘hybrid’ model of publishing is not compliant with the above principles;
- The Funders will monitor compliance and sanction non-compliance.
Failure to comply with these principles may lead to the withholding of the final instalment of a grant, says Robert-Jan Smits, the European Commission’s open access envoy.
As stated in the ten principles, researchers will no longer be allowed to publish on ‘hybrid’ journals – subscription journals where some articles are open access. The International Association of Scientific, Technical and Medical Publishers claims “banning hybrid journals could severely slow down the transition (towards full open access)”. The giant publisher Elsevier supports these declarations. Springer Nature adds that “removing publishing options from researchers (…) potentially undermines the whole research publishing system”.
“[Plan S] is a very powerful declaration. It will be contentious and stir up strong feelings,” structural biologist Stephen Curry told Nature. In his personal blog, Peter Suber, long-time open access advocate, wrote: “This isn’t the first bold funder policy. But it’s one of the few that I’d call strong, and it’s among the strongest.”
According to the study conducted by the EU, Switzerland ranks first in the global open access ranking. Croatia and Estonia take the 2nd and 3rd position respectively.
In Switzerland, currently, 39% of all publicly and privately funded research publications can be freely accessed on open access platforms. Nonetheless, approximately 50% of Swiss National Science Foundation (SNSF) funded publications are freely accessible. The target of SNSF is to reach 100% by 2020.
The study conducted by the EU is based on the Scopus database. For the study more than 200,000 papers published in the Switzerland between 2009 and 2016 have been analyzed.
In Switzerland open access publication grew by 10 percentage over the past seven years, the study reveals. Moreover, green open access is the dominant one. Out of the total 39%, 29 % is green. The rest 11% is gold.
Factors such as funders’ mandates, journal policies, researcher attitudes, and costs slowed down the pace of open access growth, according to the study.
Over the years, open access has shown tremendous growth. The report recently released by OASPA (Open Access Scholarly Publishers Association) affirms this. According to OASPA in 2017 about 219,627 articles were published in fully open access journals. This brings the total number of articles published by the OASPA members, since 2000, to more than 1.2 million. With papers published in hybrid journals this figure is much higher.
Overwhelming majority of the OASPA members publish articles in fully open access journals. However, a significant number of its members also publish articles on hybrid journals, according to the OASPA.
The OASPA Open access publications have shown steady growth over the past years. The most significant growth, nevertheless, was recorded between 2011 and 2012. During this period open access showed 50% growth over the previous years. Nonetheless, the past five-year average open access growth for OASPA members was around 14%. This is still remarkable in several ways.
In 2017, according to OASPA, almost 80% of its members published on five publishers. These are Springer Nature (34%), MDPI (16%), PLOS (11%), Frontiers (9%) and Hindawi (8%).
The OASPA members include publishes such as PLOS, PeerJ, Oxford University Press, Springer Nature, SAGE publications, Cambridge University Press, DOAJ, F1000Research and Knowledge Unlatched. Read more
Initially, it was universities and research institutions in the Netherlands, Germany and French that challenged Elsevier and Springer- the publishing giants. Now, their counterpart in Sweden has taken similar measure. Tomorrow, universities and research institutions in other countries might join. The trend might continue until scientific journals publishing giants fully embrace open access.
The Bibsam consortium, which represents 85 Swedish higher education and research institutions, is convinced that the deal they previously made with Elsevier is not transitioning them to a sustainable open access. They believe that the status quo is not benefiting them. Therefore, they decided not to extend the current deal with Elsevier beyond June 2018.
In 2017 members of the consortium paid Elsevier 13.3 million euros in the form of subscription fees and article processing charges (APCs). Swedish researchers publish around 4,000 articles on Elsevier.
The European Commission’s Horizon2020 research program will phase out by 2020. The commission is working on its successor- Horizon Europe. To make Horizon Europe better, the Commission evaluated Horizon2020 and, according to Science Business, identified six key areas of improvement that the next program should tackle.
First, the EU’s next research program will address issues related to partnership and problems associated with it. This is mainly how institutions and business enter into partnerships to work on research projects. Th commission is also considering to eliminate, Science Business reports, complicated rules that govern partnerships and project acronyms. One issue was how partnerships are formed and maintained. The EU is hopping to form multiple forms of partnerships. First, it encourages public and private organizations to form partnerships. Second, partnership for co-funding. This might be engaging another research funder co-funding research project in partnership with the EU. Third, long term partnership aimed mostly at benefiting big projects.
Second, it will focus on improving research gaps between the East and the West. Usually western European countries get bigger research funding than Eastern countries. Under Horizon 2020, Eastern nations can apply for better funding through teaming, twining and ERA Chairs. Horizon Europe hopes to further improve this.
Third, Europe makes scientific discoveries. Nonetheless, according to Carlos Moedas, it lacks bold innovators. Researchers in the continent are lagging behind in terms of turning innovations into new products, services and processes in the way it impacts markets. The EU, through Horizon Europe, hopes to address this challenge. To make this happen the EU already puts European Innovation Council in place. Accordingly, Horizon Europe will make funding for innovators available through two tracks. The first one is through pathfinder grant for early stage and high-risk innovation projects. This is open for both individuals and companies. The second one is through accelerator funding. Accelerator funding aimed at enabling innovators get products and services to market.
Fourth, Horizon 2020 makes open access publishing mandatory. Nevertheless, compliance rate is not satisfactory- only two-thirds of the researchers comply with the standard. The EU believes that Horizon Europe will address this too. Under the next program open access will be the general rule.
Fifth, the EU acknowledges the importance of international cooperation for research and hopes to realize it via the Horizon Europe program. This makes international participation easy, mostly for research institutions based in developed countries. Access to funding opportunities for entities based in the third countries will be facilitated through a reciprocal means.
Finally, another area where Horizon 2020 did not do well is outreaching citizens. With Horizon Europe the EU hopes to facilities greater outreach to citizens. This is to make science readily understandable by citizens.